Lo Studio ha una consolidata esperienza nell’assistere i propri clienti relativamente a tutti gli aspetti legali connessi alla prestazione dei servizi di investimento, con una particolare attenzione alla creazione di nuovi prodotti e nuove linee di business, alla strutturazione di operazioni cross border, alle autorizzazioni per la prestazione delle attività, al miglior assetto distributivo dei prodotti e servizi Law and regulation of financial markets and investment services The Firm has consolidated experience in assisting its clients in relation to all legal aspects connected with the provision of investment services, with particular attention to new products and new business lines, the structuring of cross border transactions, authorizations for the provision of activities, the best distribution strategy of products and services and the related impact of the rules of conduct on the intermediary's organizational structure. The experience gained in the field allows the Firm's professionals to assist market players also on all over-the-counter derivative transactions (ISDA, ISMA, OSLA, etc.) In addition to a deep knowledge of the microstructure of the various cash and derivatives markets, as well as the operational aspects connected with the admission and permanence of intermediaries in the various markets (including unregulated ones), the Firm assists intermediaries and issuers in relations with operators of regulated markets. The legal assistance activity also includes the drafting of contracts typical of the sector, including placement agreements, portfolio management contracts, relationships with financial advisors, the provision of financial analysis, etc., as well as, more generally , to all cases connected with the rules, including those of a European nature, relating to investment services (MIFID, MIFIR, MAR, etc.). Particular attention is also given to the organizational and operational aspects, aimed at compliance with the rules of conduct and prudential requirements. The Firm supports intermediaries in the definition and execution of obligations in the field of sustainable finance also with specific reference to the definition of the ESG characteristics of the products managed, distributed or recommended by them. Antiriciclaggio Diritto e regolazione dei mercati finanziari e servizi di investimento Diritto e regolazione delle banche Abusi di mercato Diritto e regolazione degli emittenti quotati Attività giudiziale Gestione collettiva del risparmio Regulatory due diligenze Diritto e regolazione delle assicurazioni Funzioni di controllo compilance, Internal audit, Antiriciclaggio Corporate governance intermediari finanziari Corporate e M&A Crypto asset, fintech e servizi di pagamento Ristrutturazione e procedure concorsuali

Laurea magna cum laude in Scienze Economiche e Bancarie presso l’Università di Siena. Laurea magna cum laude in Giurisprudenza presso l’Università di Camerino. Gian Luca Greco Partner g.greco@atrigna.com Skills Law and regulation of banks, anti-money laundering, crypto assets, fintech and payment services Languages Italian and English Experiences Graduated magna cum laude in Economics and Banking at the University of Siena. Degree magna cum laude in Law at the University of Camerino. Specialization Diploma in Banking Disciplines at the University of Siena. Research Doctorate in Legislation and Banking Law at the University of Siena (administrative office), Ferrara, Naples "Federico II" and Pisa (partnership offices). Supreme Court Attorney, Chartered Accountant and Statutory Auditor. He was Head of Legal and Compliance in some banking groups for over 15 years. Member and Vice-President (appointed by the Bank of Italy) of the Turin Board of the Financial Banking Arbitrator. Formerly a member of the Milan Board of the Financial Banking Arbitrator from 2012 to 2015. Associate Professor of Economic Law at the State University of Milan, where he teaches "European integration and market regulation" and "Market Regulation and Business Practices". Lecturer in PhD courses , Masters and Specialization. He is the author and co-author of three books, including "Financial intermediaries in the consolidated banking act" and "Advice in the financial market between special law and common law", and over 100 publications on economic law and commercial law . The main areas of interest in professional activity and scientific research pertain to the study of regulated economic activities on a public and private level, with particular attention to banking and finance. The economic and legal training that distinguishes Gian Luca has facilitated an interdisciplinary approach, aimed at highlighting the impact of regulation on business activity and competitive dynamics, as well as the consequences in order to protect public interests typical of financial markets. Discover the others professionals

Laurea in giurisprudenza all’Università statale di Milano con il massimo dei voti. Iscritto all’Albo degli Avvocati di Milano e all’Albo speciale Cassazionisti. Alberto Manfroi Partner a.manfroi@atrigna.com Skills Collective asset management, corporate and M&A, law and regulation of listed issuers Languages Italian, English Experiences Graduated in law from the State University of Milan with honors. Enrolled in the Milan Bar Association and in the Special Cassation Register. Founding partner of the law firm. After a total period of 4 years spent in the legal offices of the leading Italian industrial and banking groups, he gained particular experience in the field of commercial law and financial markets, collaborating in particular in carrying out transactions on the primary market and on derivative instruments (prospectuses, ISDA contracts, bond issues). In 2004, he began his professional career at leading law firms in Milan, focusing on consultancy on financial market law, banking, insurance and corporate law. He is member of the board of directors of BG Saxo SIM SpA and independent director of Sagitta Sgr SpA. Speaker at conferences pertaining to his specialization. Testimonials 'Alberto is rated for his solutions-oriented approach.' Discover the others professionals

Laurea in Giurisprudenza presso l’Università degli Studi di Milano nel 2002. Master “Banking and financial law” presso Ipsoa  (MI). Federico Bertola Senior Associate f.bertola@atrigna.com Skills Law and regulation of banks, law and regulation of insurance, law and regulation of financial markets and investment services Languages Italian, English and French Experiences Degree in Law from the University of Milan in 2002. Master "Banking and financial law" at Ipsoa (MI). MEDI Master (Master in Economics and Business Law) at the Carlo Cattaneo “LIUC” University of Castellanza (VA). Degree in Spanish Law from the Catholic University of Murcia (ES). Enrolled in the Milan Bar Association. He has collaborated with leading law firms specialized in corporate, commercial, financial, banking and insurance markets law. Federico assists supervised and non-supervised entities, both Italian and foreign, such as banks, financial intermediaries, insurance companies, payment institutions, investment firms, asset management companies, credit brokers both in the event of extraordinary transactions and with reference to regulatory matters and relationships with the supervisory authorities. Also, Federico assists Italian and foreign companies in M&A transactions, in the offering of financial instruments and listings on the Stock Exchange, including IPOs, capital increases and other extraordinary transactions. He has gained experience with regard to the discipline on the fight against money laundering and the financing of international terrorism, investment services, payment services, consumer credit, insurance products and privacy. He has held positions as data controller (DPO) for various companies. In Atrigna & Partners since 2017, he deals with the regulatory and operational aspects related to the regulation of financial markets, banking and financial intermediaries, with particular emphasis on payment services and in the insurance field. Discover the others professionals

Professore associato di diritto penale presso l’Università degli Studi di Genova. Avvocato presso il Foro di Milano. Federico Consulich Of Counsel f.consulich@atrigna.com Skills Judicial activity in criminal matters, market abuse, anti-money laundering Languages Italian, English and French Experiences Full professor of criminal law at the University of Turin. Lawyer at the Court of Milan. Federico provides assistance, consultancy and judicial defense activities in the main areas of criminal law, with particular reference to the cases of white collar crimes, from bankruptcy crimes to tax, financial and corporate crimes. He is the author of several publications with particular reference to economic crimes. Discover the others professionals

Lo Studio presta assistenza e consulenza relativamente a tutti gli aspetti inerenti al diritto delle tecnologie e dell’informazione, avendo una approfondita conoscenza della regolamentazione europea e nazionale in materia di servizi ICT, cybersicurezza e dati. Tech Law The Firm provides assistance and consultancy on all aspects related to technology and information law, having an in-depth knowledge of European and national regulations regarding ICT services, cybersecurity, and data. The Tech Law Department carries out the following activities in particular: 1 Legal assistance in the management of digital identities and trust services; 2 Assistance in defining and executing ICT service development projects, experimental activities, and sandboxes; 3 Support in extraordinary operations involving digital assets (including issuance and circulation of crypto-assets, IT carve-out, migrations, data or system transfers), and due diligence; 4 Compliance services in cybersecurity, AI, and data protection; 5 Contractual arrangements for digital services, essential and significant ICT service outsourcing, and data transfer; 6 Litigation before judicial authorities and interaction and assistance in proceedings before competent authorities; 7 Taking on corporate governance roles, such as technical members of the administrative body, supervisory body, ethics or technical committees, DPO. Diritto e regolazione dei mercati finanziari e servizi di investimento Tech Law Diritto e regolazione delle banche Abusi di mercato Diritto e regolazione degli emittenti quotati Attività giudiziale Gestione collettiva del risparmio Regulatory due diligenze Diritto e regolazione delle assicurazioni Funzioni di controllo compilance, Internal audit, Antiriciclaggio Corporate governance intermediari finanziari Corporate e M&A Crypto asset, fintech e servizi di pagamento Ristrutturazione e procedure concorsuali

Lo Studio assiste gli intermediari nella definizione degli assetti di governance, ivi compresi ruoli, responsabilità, e poteri delegati, nonché nell’esame della composizione quali/quantitativa degli organi apicali. Corporate governance financial intermediaries The Firm assists intermediaries in defining governance structures, including roles, responsibilities and delegated powers, as well as in examining the qualitative/quantitative composition of top management bodies. The Partners of the Firm also take on positions within the corporate bodies of intermediaries, even in the liquidation phase, contributing with specific know-how of a regulatory and operational nature. The Firm is also specialized in defining and verifying the requisites of integrity, professionalism and independence, with a particular focus also on cases of incompatibility of various kinds, including cases of interlocking. Over the years, the Firm has developed significant experience in the field of administrative liability of entities, with particular regard both to the drafting of organizational models and related protocols, and to assistance in drafting internal procedures resulting from the adoption of the aforementioned models, as well as in 'assumption of duties of members of the SB. Antiriciclaggio Corporate governance intermediari finanziari Gestione collettiva del risparmio Diritto e regolazione degli emittenti quotati Diritto e regolazione delle assicurazioni Diritto e regolazione delle banche Diritto e regolazione dei mercati finanziari e servizi di investimento Abusi di mercato Attività giudiziale Regulatory due diligenze Funzioni di controllo compilance, Internal audit, Antiriciclaggio Corporate e M&A Crypto asset, fintech e servizi di pagamento Ristrutturazione e procedure concorsuali

Grazie alle esperienze maturate presso gli operati del mercato ed al connubio di competenze giuridiche ed economico-finanziarie, i professionisti dello Studio assistono da tempo i propri clienti nello svolgimento di verifiche e piani di controlli, in regime di esternalizzazione (totale o parziale) o assistenza ai responsabili interni. In particolare le attività prestate hanno ad oggetto: Control functions: compilation, internal audit, anti-money laundering Thanks to the professional experience gained at market players and the combination of legal and economic-financial skills, the Firm's professionals have been assisting their clients in carrying out checks and control plans, as part of outsourcing agreements (total or partial) or by assisting top managers. In particular, the activities performed concern: Risk assessment and development of gap analysis matrices Definition of roles and responsibilities of the control functions (Compliance, Audit and Risk Management) Advice on organizational and procedural measures suitable for mitigating non-compliance risks (also in the AML area) Compliance monitoring and testing Ex ante and ex post checks and controls Drafting of control plans and annual reports Drafting and validation of internal procedure manuals Antiriciclaggio Funzioni di controllo compilance, Internal audit, Antiriciclaggio Regulatory due diligenze Attività giudiziale Abusi di mercato Crypto asset, fintech e servizi di pagamento Corporate governance intermediari finanziari Gestione collettiva del risparmio Diritto e regolazione degli emittenti quotati Diritto e regolazione delle assicurazioni Diritto e regolazione delle banche Diritto e regolazione dei mercati finanziari e servizi di investimento Corporate e M&A Ristrutturazione e procedure concorsuali

Laurea in Economia e Legislazione per l’Impresa (magna cum laude) presso l’Università “L. Bocconi” di Milano. Laurea in Giurisprudenza (magna cum laude) presso l’Università Statale di Milano. Iscritto all’Albo dei Dottori Commercialisti di Milano ed al Registro dei Revisori Contabili. Toni Atrigna Partner t.atrigna@atrigna.com Skills Law and regulation of financial markets and investment services, anti-money laundering, market abuse Languages Italian, English and French Experiences Degree in Economics and Business Law (magna cum laude) at the University “L. Bocconi” in Milan. Degree in Law (magna cum laude) at the State University of Milan. Enrolled in the Register of Chartered Accountants of Milan and in the Register of Statutory Auditors. He was a contract professor of financial market law at the law faculty of the University of Brescia from 2006 to 2017. He held the position of Head of the Regulatory Area of ASSOSIM for five years and collaborated with well-known professional firms specialized in the financial and banking sector. Since the first year of its establishment, he has been a lecturer on the Master's course, which later became a Specialization Course, in Financial Markets Law at the State University of Milan. He has also been a lecturer at the "Law and Business" Master of "Il sole 24 ore". Author of articles and publications, he participates, as a speaker, in conferences related to his specialization. In 2005 he founded the Atrigna & Partners law firm where he is responsible for the area relating to consultancy and opinions on the law of intermediaries and financial markets and anti-money laundering regulations. He actively participated in the consultation with the Authorities and Institutions in the first drafting and then transposition phase of MiFID, Market Abuse, Prospectuses and anti-money laundering directives. In particular, he deals with the operational and regulatory aspects related to the regulation of the markets, investment services and collective asset management activity, as well as the relationships between intermediaries (eg primary market activities, sponsors, specialists, operations on the secondary market), therein including the profiles of the regulation of market abuse. He is also an expert on anti-money laundering, both from a regulatory point of view and from perspective of governance and obligations for intermediaries. He has held and holds, upon appointment by the Bank of Italy and IVASS, several positions as a member of the extraordinary bodies in distress procedures initiated by the Authority against supervised intermediaries. He has been a board member, as well as liquidator of financial intermediaries (banking and non-banking). Author of books and articles published in leading scientific journals in the sector and speaker at conferences related to his specialization. Testimonials 'Toni has great technical competence and analytical skills.' Discover the others professionals

Contatti Atrigna & Partners Foro Buonaparte, 12 - 20121 Milano. Telefono: +39 02 62694749 E-mail - info@atrigna.com Contacts Foro Buonaparte, 12 20121 Milan T.+39 02 62694749 E-mail info@atrigna.com

Laureato in giurisprudenza presso l’Università “L. Bocconi” di Milano nel 2023, con un piano di studi focalizzato sul diritto commerciale e dei mercati finanziari ed una tesi dal titolo ”Regolamentazione e vigilanza in materia di informativa sulla sostenibilità. Il ruolo dei fondi di private equity, delle Piccole e Medie Imprese nel finanziamento della transizione sostenibile”. Alberto Molle Associate a.molle@atrigna.com Skills Collective investment management law and regulation of financial markets and investment services corporate governance of financial intermediaries, ESG Languages Italian, English, Spanish Experiences Graduated in law from the University “L. Bocconi” in Milan in 2023, with a study plan focused on commercial law and financial markets and a thesis titled 'Regulation and Supervision in Matters of Sustainability Disclosure. The Role of Private Equity Funds and Small and Medium Enterprises in Financing the Sustainable Transition.' He joined Atrigna & Partners in 2024 after collaborating with other leading law firms. He primarily deals with issues related to financial market law, banking law, and corporate law. Discover the others professionals

News, publications and events. News & Events Tutte Events Publications Publications Antiriciclaggio “fra pari”: profili critici del Know Your Customer nei rapporti interbancari Publications L’attività promozionale di OICR da parte dei gestori Publications L’introduzione del sustainability assessment nella valutazione di adeguatezza Publications PIR Alternativi. Riforma dei FIA riservati vicina Publications Le Linee guida ESMA su appropriatezza e execution-only Publications Grandi patrimoni consulenza cross border, torna di moda la Svizzera Publications L’esternalizzazione nel regime EBA: profili organizzativi e di responsabilità Publications L’informativa ESG nel caso di fondi comuni di investimento ex art. 8 del Reg. 2088/2019 Publications L’individuazione del titolare effettivo nelle SGR, nei fondi comuni chiusi e nelle SICAF Publications Normative UE: Informazioni più chiare prima di vendere fondi alternativi Publications La distribuzione cross-border di OICR nel nuovo framework europeo Publications Il nuovo servizio di gestione individuale di portafoglio di prestiti Publications Osservazioni a margine della sentenza a sezioni unite della Corte di Cassazione del 12 maggio 2020 Publications Le novità sull’ammissione alla negoziazione di Fondi di investimento alternativi aperti riservati Publications Funzione Compliance: le nuove linee guida ESMA Publications Nuova soglia di investimento per i Fia, qualche riflessione Publications Brexit: le istruzioni delle Autorità di Vigilanza per gli intermediari del Regno Unito Publications MAR: gli impatti della “nuova” Prassi di mercato sull’attività di sostegno alla liquidità Publications Fattori ESG e investimenti socialmente responsabili alla luce del recente intervento dell’ESMA Publications Il ricorso alla segnalazione di pregi da parte intermediari svizzeri Events 17.11.2022 - MiFID II. Aggiornamenti operativi e prospettive di riforma Events 24.10.2022 - Il titolare effettivo a livello internazionale Events 14.10.2022 - IL DIRITTO BANCARIO NELL’OGGI (V EDIZIONE) Events 13.10.2022 - Aggiornamenti AML – Disposizioni della Banca d’Italia, Nuove Linee Guida EBA