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Funzioni di controllo: compilance, Internal audit, Antiriciclaggio

Control functions: compilation, internal audit, anti-money laundering

Thanks to the professional experience gained at market players and the combination of legal and economic-financial skills, the Firm's professionals have been assisting their clients in carrying out checks and control plans, as part of outsourcing agreements (total or partial) or by assisting top managers. In particular, the activities performed concern:

  • Risk assessment and development of gap analysis matrices

  • Definition of roles and responsibilities of the control functions (Compliance, Audit and Risk Management)

  • Advice on organizational and procedural measures suitable for mitigating non-compliance risks (also in the AML area) 

  • Compliance monitoring and testing

  • Ex ante and ex post checks and controls

  • Drafting of control plans and annual reports

  • Drafting and validation of internal procedure manuals

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